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2010 ECOA Sponsoring Partner Forum
May 5 - 7, 2010
JW Marriott Grande Lakes
Orlando, Florida
The Sponsoring Partner Forum (SPF) is the Ethics and Compliance Officer Association's preeminent annual event designed exclusively for Sponsoring Partner Representatives and Sponsoring Partner Associates, our association's most-engaged members. This intimate meeting has been our field's premier opportunity for senior practitioners to meet with their peers to discuss the most significant and complex issues facing ethics and compliance. With registrations limited exclusively to members, the Sponsoring Partner Forum offers an unparalleled environment of confidentiality and trust.
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KEYNOTE SPEAKERS
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Michael G. Oxley, former Congressman and Chairman of the House Financial Services Committee, best known for his co-authorship of the Sarbanes-Oxley Act of 2002. Special introduction by Patricia Harned, president, Ethics Resource Center.
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Robert E. Pelzer, President and Chief Executive Officer, Novartis Corporation
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Cynthia Cooper, CEO, CooperGroup, LLC, former Vice President, WorldCom, and one of Time magazine’s 2002 “Persons of the Year” for her role in uncovering the WorldCom fraud.
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2010 SPONSORING PARTNER FORUM AGENDA
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Wednesday, May 5, 2010
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7:00 a.m.
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Registration Opens
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7:00 a.m. – 8:15 a.m.
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Continental Breakfast
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8:15 a.m. – 8:45 a.m.
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Welcome and Opening Remarks
Keith Darcy, Executive Director, ECOA
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8:45 a.m. – 10:15 a.m.
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Plenary Session
Ethical Decision–making Models Best Practices: Theory, Application, and Rationale
Moderator: Martin L. Taylor; Director, Center for Corporate Ethics, a division of the Institute
for Global Ethics
Speakers: Jay Mumford, Ethics and Compliance Program Director, Accenture; Coeni van Beek, Global Leader, Ethics and Business Conduct, PricewaterhouseCoopers; and Jeremy Wilson, Senior Manager, Ethics Program, Cisco Systems, Inc.
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10:15 a.m. – 10:45 a.m.
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Break
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10:45 a.m. – 12:00 p.m.
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Roundtable Discussions
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Things to Do Today -- #1 − Investigate My Boss: Best Practices in Investigating High-level Executives
Facilitator: Bill Prachar, Partner, Compliance Systems Legal Group
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Recent U.S. Supreme Court Rulings on Campaign Finance Reform and The Honest Services Law: Any Role for the Ethics and Compliance Officer?
Facilitator: Karl Sandstrom, Counsel, Center for Political Accountability
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Ethics and Compliance for MBAs -- What You Want Them to Know before They Join Your Organization
Facilitator: Gretchen Winter, Executive Director, Center for Professional Responsibility in Business and Society, College of Business, University of Illinois at Urbana-Champaign
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12:15 p.m. – 2:00 p.m.
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Lunch and Keynote Presentation
Cynthia Cooper, CEO, CooperGroup, LLC
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2:15 p.m. – 3:30 p.m.
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Roundtable Discussions (Continued)
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3:30 p.m. – 4:00 p.m.
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Break
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4:00 p.m. – 5:15 p.m.
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Roundtable Discussions (Continued)
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5:15 p.m. – 6:00 p.m.
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Break
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6:00 p.m. – 7:00 p.m.
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Networking Reception
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7:00 p.m. – 9:00 p.m.
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Dinner
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| Thursday, May 6, 2010 |
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7:30 a.m. – 8:30 a.m.
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Continental Breakfast
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8:30 a.m. – 9:45 a.m.
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Plenary Session
Roundtable Recap
Moderator: Keith Darcy, Executive Director, ECOA
Speakers: Roundtable Facilitators and Rapporteurs
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9:45 a.m. – 10:15 a.m.
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Break
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10:15 a.m. – 11:30 a.m.
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Concurrent Sessions
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False Claims Act Compliance after FERA: Reduce the Risk of Exposure
Speakers: David A. Feldman, Partner, Nixon Peabody LLP; Laura Ariane Miller, Partner, Nixon Peabody LLP; and Michal L. Tingle, Attorney, Commercial Litigation Branch, Civil Division, U.S. Department of Justice (invited)
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Holding True to Our Moral Compass with Tomorrow's Workforce
Speakers: Lee Augsburger, Chief Ethics & Compliance Officer, Prudential Financial; and Michele Ansbacher, Vice President & Corporate Ethics Officer, Prudential Financial
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Third Party Business Partner Compliance: Results from the 2010 Survey
Speaker: Michael Levin, Vice President, Integrity Interactive
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Data Environmentalism: The Role of Privacy in Ethics & Compliance
Speaker: J. Trevor Hughes, Executive Director, International Association of Privacy Professionals
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11:45 a.m. – 1:45 p.m.
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Lunch and Keynote Presentation
Hon. Michael G. Oxley, former Congressman and Chairman of the House Financial Services Committee, currently Of Counsel, Baker Hostetler; with a special introduction by Patricia Harned, President, Ethics Resource Center
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2:00 p.m. – 3:15 p.m.
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Concurrent Sessions
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Assessing and Changing Organizational Culture through Use of a Maturity Matrix
Speaker: Charles D. Chadwick, Vice President, Contracts and Business Conduct, BAE Systems, Inc.
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Creating and Launching a New Code of Conduct
Speakers: Christine Style, Ethics Communications Marketing Manager, Cisco Systems, Inc.; Jeremy Wilson, Senior Manager, Ethics Program, Cisco Systems, Inc.; and Beth Boal, Communications Specialist, Rockwell Collins, Inc.
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Bridging the Gap: Translating What Lawyers Want to Say into What Employees Can Use
Speaker: Terry R. Thomas, President, TRT Consulting
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3:15 p.m. – 3:45 p.m.
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Break
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3:45 p.m. – 5:15 p.m.
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Plenary Session
Hot off the Press: A First Look at the 2010 Amendments to the U.S. Sentencing Commission’s Guidelines for Organizations
Speakers: Eric Morehead, Assistant General Counsel, U.S. Sentencing Commission; and
Tim C. Mazur, Chief Operating Officer, ECOA
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5:15 p.m. – 6:00 p.m.
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Break
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6:00 p.m. – 7:00 p.m.
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Networking Reception
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7:00 p.m. – 9:00 p.m.
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Dinner
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Friday, May 7, 2010
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7:00 a.m. – 8:00 a.m.
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Continental Breakfast
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8:00 a.m. – 9:00 a.m.
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Keynote Speaker
Robert E. Pelzer, President and Chief Executive Officer, Novartis Corporation
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9:00 a.m. – 9:15 a.m.
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Break
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9:15 a.m. – 11:00 a.m.
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Plenary Session
Triangulating a Global Investigation: An Interactive Hypothetical Scenario
Moderator: Peter Jaffe, Chief Ethics and Compliance Officer, AES Corporation
Speakers: Jacqueline E. Brevard, Vice President, Chief Ethics & Compliance Officer, Merck & Co., Inc.; Andrea Bonime-Blanc, General Counsel, Chief Compliance Officer & Corporate Secretary, Daylight Forensic & Advisory, LLC; Andrew Weissmann, Partner; Jenner & Block, LLP; and William B. Jacobson, Vice President, Co-General Counsel, and Chief Compliance Officer, Weatherford International Ltd.
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11:00 a.m. – 11:15 a.m.
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Break
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11:15 a.m. – 12:30 p.m.
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Concurrent Sessions
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Social Media: A Compliance Primer
Speaker: Becky L. Burtless-Creps, Managing Counsel, Corporate Compliance Office, Ford Motor Company
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A Culture of Ethics as a Market Differentiator: Ethical Behavior as a Marketing Strategy, Both to Win Work and to Attract and Retain Top Talent
Speakers: Marlys H. Roehm, Corporate Counsel, CH2M HILL; and Margaret McLean, General Counsel and Chief Legal Officer, CH2M HILL
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Ethics and Compliance Program Management in the Age of Mergers & Acquisitions
Speaker: Lisa S. Hughes, Vice President, Compliance, NBC Universal
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12:30 p.m.
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Forum Ends With a Take–Away Lunch
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Agenda, sessions, and speakers subject to change
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2010 ECOA SPONSORING PARTNER FORUM SPONSORS
We are honored to have the following 2010 Sponsoring Partner Forum Sponsors.
GOLD

SILVER

BRONZE

SUPPORTING SPONSORS



The ECOA deeply appreciates the support and generosity of our sponsors!
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2010 SPONSORING PARTNER FORUM SESSION HANDOUTS
In the ECOA's effort to support a healthy, green environment, we will offer the session handouts electronically. All paid registrants will receive a hyperlink to download the session handouts on April 28.
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MEMBER DISPLAY MATERIALS
Member Materials Display Area
Attendees are invited to provide examples of their E&C program materials to share with fellow ECOA members. Program materials include, but are not limited to:
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Codes of conduct
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Training and communication materials
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Policy and procedures manuals
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Stakeholder surveys
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Ethics and compliance organization charts
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Please ship 40 copies to:
JW Marriott Orlando Grande Lakes
Attn: Casey Marek; and Janel Heilbrunn, ECOA
4040 Central Florida Parkway
Orlando, FL 32837
Materials can arrive no earlier than Friday, April 30.
The ECOA welcomes and appreciates electronic copies of member program materials. Electronic materials may be e-mailed to Maria Sonin at msonin@theecoa.org.
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HOTEL INFORMATION
JW Marriott Grande Lakes
4040 Central Florida Parkway
Orlando, Florida 32837
Phone: 1-407-206-2300
Toll-free: 1-800-576-5750
Please click the following link to make your room reservations online: JW Marriott Orlando, Grande Lakes.
If you call to make your room reservations, please mention you are attending the "Ethics and Compliance Officer Association 2010 Conference" to receive the discounted room rate.
The ECOA discounted room rate is $239 standard single/double per night (not including taxes) for May 3-6. Subject to room availability, you may extend your reservation up to three days prior and/or three days past these dates and receive the ECOA discount.
The deadline to receive the ECOA discounted room rate is April 9, 2010.
Conference registration does not include transportation or accommodations.
Ground Transportation
Mears Transportation Service is the preferred provider of the JW Marriott Grande Lakes Resort. To make your reservations for ground transportation, please go to: https://secure.mearstransportation.com/Default.asp and select your choice of travel (shuttle or sedan).
Airport Information
The JW Marriott Grande Lakes is conveniently located just 10 miles from the Orlando International Airport:
Airport Code: MCO
Website: http://www.orlando-mco.com/
Directions from Orlando International Airport
From Airport: Take North exit to 528 W ($1.50 toll) to Exit 3, John Young Parkway South, turn left onto John Young Parkway, turn right onto Central Florida Parkway, turn left to hotel main gate. **From I-4: Exit 72 on 528 Beeline Expressway. Take Exit 3 John Young Parkway South. Turn right onto Central Florida Parkway, turn left to Hotel main gate.
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REGISTRATION FEES

Please note that you must be an ECOA Sponsoring Partner Representative or an ECOA Sponsoring Partner Associate to attend this event.
Conference fees:
ECOA Sponsoring Partner Representative or ECOA Sponsoring Partner Associate member - $1,650
ECOA Government member - $1,450
Thursday evening event dinner guest fee - $110
Please note: the fee above is for guests accompanied to the Thursday evening dinner by an SPF attendee. SPF registration includes attendee's Thursday event dinner.
The ECOA is pleased to accept Visa, MasterCard, and American Express. To request a faxed invoice, send an e-mail to Mary Johansson, at mjohansson@theecoa.org.
Make checks payable to the Ethics & Compliance Officer Association, and mail to:
ECOA
411 Waverley Oaks Road, Suite 324
Waltham, MA 02452 USA
You will need to log-in with your username and password to register online. If you do not know your log-in or password, please contact Mary Johansson at (781) 647-9333, or e-mail her at mjohansson@theecoa.org.
By completing the registration form, you agree to the Cancellation Policy for this event (please review Cancellation Policy below).
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CANCELLATION POLICY
Cancellations made on or before April 20, 2010, will receive a full refund.
Cancellations received after April 20, 2010, will receive a refund less a $250 administration fee.
No refunds will be made after April 27, 2010.
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CONTINUING EDUCATION CREDIT
CPE
The Ethics and Compliance Officer Association is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. Our Sponsor ID is: 108875. State boards of accountancy have final authority of the acceptance of individual courses for CPE credit. A maximum of 20.5 credits on a 50-minute hour will be granted. Recommended experience level for this course is intermediate to advanced. No prerequisites or advance requirement exist for this activity. This is a group-live activity. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-24174. Website: www.nasba.org
MCLE
Required sponsor documentation has been forwarded to and credit requested from MCLE states with general requirements for all lawyers. Lawyers seeking credit in Pennsylvania must pay fees of $1.50 per credit hour directly to the Pennsylvania CLE Board. ECOA, the sponsor, pays applicable fees in other states where the sponsor is required to do so as well as in states where a late fee may become applicable. Please be aware that each state has its own MCLE rules and regulations, including its definition of "MCLE". Therefore, certain programs may not receive credit in some states.
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