(PC-AEECP) Assessing the Effectiveness of Your Ethics & Compliance Program
(HALF DAY AM)

Jack Holleran, Principal, Ernst & Young LLP
Patricia Prince-Taggart, SVP, Deputy Chief Compliance Officer, CA, Inc.

Ethics and compliance programs serve dual purposes:  (1) to prevent and detect non-compliance, and (2) to enhance business decision-making and performance. Ethics and compliance officers face daily the daunting question, from the CEO, the Audit Committee, or a regulator, "How do you know your program is working?" This engaging half-day workshop will explore possible approaches to assessing program effectiveness and offer practical suggestions to help you enhance your assessment ability.